Compliance First.
Always.
Linton Global Compliance RegTech, LLC — pioneering 50-state regulatory automation for the REO industry.
Our Compliance Framework
Institutional-Grade Regulatory Standards
OCC Compliance
Automated monitoring and reporting aligned with Office of the Comptroller of the Currency standards for national bank REO activities.
Fair Housing Act
AI-driven objective property analysis and disposition processes designed to eliminate subjective bias and ensure fair housing compliance.
Environmental Standards
Comprehensive environmental risk assessment integrated into every property evaluation, including Phase I/II screening.
CFPB Guidelines
Built-in consumer financial protection compliance across all transaction processes.
USPAP Standards
Valuation processes aligned with Uniform Standards of Professional Appraisal Practice.
State Licensing
Active broker licensing and compliance across operating jurisdictions.
Regulation D / 506(D)
All securities offerings structured in full compliance with SEC Regulation D, Rule 506(D) for accredited investors.
Data Security
SOC 2-aligned security architecture with zero-trust framework, encrypted data transmission, and comprehensive audit trails.
The Compliance Monitor Agent
The Compliance Monitor Agent — operating at 92% automation — continuously monitors regulatory requirements across all 50 states, automatically flagging compliance issues, generating required documentation, and maintaining comprehensive audit trails.
Automation Level
Compliance Monitor Agent
50
States Covered
24/7
Monitoring
Accredited Investor Qualification
Understanding SEC Rule 501 Requirements
SEC Rule 501 Definition
Under SEC Rule 501 of Regulation D, an "accredited investor" is defined as an individual or entity that meets specific financial criteria, demonstrating the sophistication and financial capacity to participate in unregistered securities offerings.
Individual Qualification Criteria:
- Income Test: Individual income exceeding $200,000 (or $300,000 combined with spouse/partner) in each of the two most recent years, with reasonable expectation of reaching the same income level in the current year.
- Net Worth Test: Individual or joint net worth with spouse/partner exceeding $1,000,000, excluding the value of the primary residence.
- Professional Certifications: Holders of certain professional certifications, designations, or credentials (Series 7, Series 65, Series 82).
- Knowledgeable Employees: "Knowledgeable employees" of private funds with respect to investments in those funds.
Self-Certification for Rule 506(c) Offerings
For Rule 506(c) offerings, issuers must take reasonable steps to verify accredited investor status. Linton Global utilizes a comprehensive verification process that may include review of tax returns, bank statements, brokerage statements, credit reports, or third-party verification letters from qualified professionals (attorneys, CPAs, registered investment advisers, or broker-dealers).
Important Disclosures
Forward-Looking Statements
This website and related materials contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements are based on current expectations, estimates, and projections about the industry and markets in which Linton Global operates, as well as management's beliefs and assumptions. These statements are not guarantees of future performance and involve risks, uncertainties, and assumptions that are difficult to predict. Actual results may differ materially from those expressed or implied in forward-looking statements.
Risk Factors
Investment in securities offered by Linton Global entities involves significant risks, including but not limited to: loss of entire investment, illiquidity of investment, lack of diversification, reliance on key personnel, market and economic risks, regulatory changes, operational risks, technology risks, and cybersecurity risks. Prospective investors should carefully review all offering documents and consult with qualified financial, legal, and tax advisors before making any investment decision.
Past Performance Disclaimer
Past performance is not indicative of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. All securities involve risk and may result in partial or total loss.
Securities Offering Disclaimer
Securities offered through Linton Global Capital, LLC have not been registered under the Securities Act of 1933, as amended, or any state securities laws and are being offered and sold in reliance on exemptions from the registration requirements of said Act and applicable state securities laws. Securities may only be offered to accredited investors as defined under Rule 501 of Regulation D.
Form D Filing Notice
Linton Global Capital, LLC files Form D with the Securities and Exchange Commission in connection with exempt offerings under Regulation D, Rule 506(D). Copies of Form D filings are available through the SEC's EDGAR database at sec.gov/edgar.
Bad Actor Disqualification Notice
In accordance with Rule 506(d) of Regulation D, Linton Global and its affiliated entities confirm that no covered persons (including directors, executive officers, general partners, managing members, promoters, or 20%+ beneficial owners) are subject to any disqualifying events as defined under Rule 506(d)(1).
State Notice Filing Acknowledgment
Linton Global complies with all applicable state "blue sky" notice filing requirements in connection with exempt securities offerings. State notice filings are made in accordance with the National Securities Markets Improvement Act (NSMIA) and applicable state regulations.
Privacy Policy Summary
Linton Global is committed to protecting the privacy of all users and investors. Personal information collected through this website and investor applications is used solely for legitimate business purposes, including verification of accredited investor status, communication regarding investment opportunities, and regulatory compliance. We do not sell or share personal information with third parties except as required by law or as necessary to provide requested services.
Data Handling & Security Statement
All data transmitted through Linton Global platforms is encrypted using industry-standard TLS 1.3 encryption. Our systems are designed with SOC 2 Type II aligned controls, including access management, encryption at rest and in transit, intrusion detection, and comprehensive audit logging. Sensitive investor information is stored in secure, access-controlled environments with multi-factor authentication requirements for all administrative access.
Contact Our Compliance Team
Questions about our compliance standards? Our dedicated compliance team is here to assist with regulatory inquiries and verification requests.
Phone
(813) 555-CMPL
Compliance inquiries are typically responded to within 1-2 business days. For urgent regulatory matters, please indicate "URGENT" in your subject line.